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Associate, Global Markets Supervisor – mid‑level role overseeing regulatory supervision and trade surveillance in New York.
Join RBC to protect markets, lead training, and impact high‑stakes trading operations.
What is the opportunity?
Associate, Global Markets Supervisor
What will you do?
Responsible for regulatory supervisory and trade surveillance program of US Global Markets (USGM).
Part of a team that provides sign‑off on a variety of items on behalf senior management of USGM, including representations to regulators as required and internal supervisory documents.
Ensure timely completion of management action plans from risk assessment, internal audit and regulatory reviews.
Responsible for training of desk personnel and the proper communication of Firm policies and procedures.
Take the lead on special projects as required by senior management.
Disseminate new and existing Standing Orders and ensure they are communicated and followed accordingly.
Provide real‑time ad‑hoc corrective actions and resolutions to trading anomalies consistent with all applicable regulatory laws, rules and procedures as well as all applicable Firm policies and procedures.
Support the USGM on expansion efforts into new products and business lines.
Stay apprised of and alert the relevant business areas of regulatory rule changes or Firm policy changes.
Work with Supervision team and Business Management teams within USGM to co‑ordinate Volcker related requirements.
What do you need to succeed?
- BA, MA or equivalent with an understanding of Capital Markets
- Minimum 3 years industry experience
- Knowledge of the US regulatory environment
- SIE, Series 7, 24 (must obtain upon joining)
- Series 57, 63 a plus
- Strong written and oral communication skills
- Ability to work in a fast paced environment
What’s in it for you?
We thrive on the challenge to be our best, progressive thinking to keep growing, and working together to deliver trusted advice to help our clients thrive and communities prosper. We care about each other, reaching our potential, making a difference to our communities, and achieving success that is mutual.
A comprehensive Total Rewards Program including bonuses and flexible benefits, competitive compensation, commissions, and stock where applicable
Leaders who support your development through coaching and managing opportunities
Ability to make a difference and lasting impact
Work in a dynamic, collaborative, progressive, and high‑performing team
Opportunities to do challenging work
Opportunities to building close relationships with clients
The good‑faith expected salary range for the above position is $165,000-$200,000 depending on factors including but not limited to the candidate’s experience, skills, registration status; market conditions; and business needs. This salary range does not include other elements of total compensation, including a discretionary bonus and benefits such as a 401(k) program with company‑matching contributions; health, dental, vision, life and disability insurance; and paid time‑off plan.
RBC’s compensation philosophy and principles recognize the importance of a highly qualified global workforce and plays a critical role in attracting, engaging and retaining talent that:
- Drives RBC’s high performance culture
- Enables collective achievement of our strategic goals
- Generates sustainable shareholder returns and above market shareholder value
Additional Job Details
Address:
BROOKFIELD PLACE FKA 3 WORLD FINANCIAL CENTER, 200 VESEY STREET:NEW YORK
City:
New York
Country:
Estados Unidos
Work hours/week:
40
Employment Type:
Full time
Platform:
CAPITAL MARKETS
Job Type:
Regular
Pay Type:
Salaried
Posted Date:
2026-06-17
Application Deadline:
2026-07-24
Note : Applications will be accepted until 11:59 PM on the day prior to the application deadline date above
Our Employment Opportunities
At RBC, we are guided by living shared values of Client First, Integrity, Collaboration, Respect and Excellence and winning together as One RBC. We believe an inclusive workplace that has diverse perspectives is core to our continued growth as one of the largest and most successful banks in the world. Maintaining a workplace where our employees feel supported to perform at their best, effectively collaborate, drive innovation, and grow professionally helps to bring our Purpose to life and create value for our clients and communities. RBC strives to deliver this through policies and programs intended to foster a workplace based on respect, belonging and opportunity for all.
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Application Process
RBC is presently inviting candidates to apply for this existing vacancy. Applying to this posting allows you to express your interest in this current career opportunity at RBC. Qualified applicants may be contacted to review their resume in more detail.