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Junior Compliance Specialist with German – join UBS’s Monitoring & Surveillance team in Kraków/Wrocław.
Explore dynamic roles in investment suitability, cross‑border and product surveillance with flexible work options.
Your role
Do you have solid compliance knowledge and feel you can still do more in the field? Can you investigate complex problems? We are looking for a control Analyst for our Monitoring & Surveillance (M&S) EMEA Team to:
- • Conduct cross-divisional controls to identify potential issues under the Investment Suitability, Cross-Border, and Product & Service Lifecycle risk taxonomies, promptly escalating potential breaches to M&S management.
- • Document and communicate findings, root causes, risks, and prepare reports for senior management.
- • Develop sound recommendations for stakeholders when agreeing action plans.
- • Proactively share ideas and identify improvements to the surveillance control activities.
- • Develop and maintain effective relationships with stakeholders, senior management, and peers across GCORC.
Join us
At UBS, we know that it's our people, with their diverse skills, experiences and backgrounds, who drive our ongoing success. We’re dedicated to our craft and passionate about putting our people first, with new challenges, a supportive team, opportunities to grow and flexible working options when possible. Our inclusive culture brings out the best in our employees, wherever they are on their career journey. And we use artificial intelligence (AI) to work smarter and more efficiently. We also recognize that great work is never done alone. That’s why collaboration is at the heart of everything we do. Because together, we’re more than ourselves.
We’re committed to disability inclusion and if you need reasonable accommodation/adjustments throughout our recruitment process, you can always contact us.
Contact Details
UBS Business Solutions SA
UBS Recruiting
Disclaimer / Policy statements
UBS is an Equal Opportunity Employer. We respect and seek to empower each individual and support the diverse cultures, perspectives, skills and experiences within our workforce.
Report misconduct: If you are made aware of any of our employees or individuals acting on behalf of UBS engaging in acts of misconduct under the Poland Whistleblowing Act, you may report your concerns through Poland-Whistleblowing@ubs.com
Your team
You’ll be working within the Monitoring & Surveillance EMEA Team in Kraków/Wroclaw, specializing in Investment Suitability, Products & Services and Cross Border Surveillance risks and controls. M&S is an independent function within the 2nd line of defense supporting GCRG in achieving its strategic, operational, financial and compliance objectives. We collaborate with many internal stakeholders such as Front Office staff, Business Risk Management, Local Business Aligned Compliance, Taxonomy Owners and Conduct Specialists.
Your expertise
- • 2 years+ experience in compliance, audit, or risk functions, with a strong understanding of risks and controls.
- • Excellent oral and written communication skills in English and German; additional languages are a plus.
- • Detail-oriented, with strong analytical, problem-solving, and synthesizing abilities.
- • Able to work effectively both in a team setting and independently.
- • Skilled at managing a varied workload and meeting multiple deadlines.
- • Quick to grasp complex processes and willing to challenge the status quo, proactively identifying procedural risks and shortcomings.
- • Able to effectively communicate with senior stakeholders.
- • Proficient in Microsoft Office, particularly Excel.
About us
UBS is a leading and truly global wealth manager and the leading universal bank in Switzerland. We also provide diversified asset management solutions and focused investment banking capabilities. Headquartered in Zurich, Switzerland, UBS is present in more than 50 markets around the globe.
We know that great work is never done alone. That’s why we place collaboration at the heart of everything we do. Because together, we’re more than ourselves. Want to find out more? Visit ubs.com/careers .
How we hire
We may request you to complete one or more assessments during the application process. Learn more