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Market Operation Officer position in Tampa, Florida—manage operations, oversee staff, support client services in UBS field operations.
Looking for a mid-level professional with financial institution experience, Series 7/66/9/10, and strong leadership skills.
Your role
Your role
Are you a confident decision maker and problem solver? Do you know how to bring out the best in people?
We’re looking for a Market Operations Officer to:
- • Support the Market as an as an operational subject matter expert within the Field Operations team
- • Manage operational support staff
- • Educate all employees on operational policies and procedures
- • Manage operations-related client issues
- • Oversee account opening and maintenance, funds received and disbursed, and margin/risk items
- • Monitor client accounts and transactions
- • Perform delegated supervisory functions, approvals and authorizations for the Market
Join us
At UBS, we know that it's our people, with their diverse skills, experiences and backgrounds, who drive our ongoing success. We’re dedicated to our craft and passionate about putting our people first, with new challenges, a supportive team, opportunities to grow and flexible working options when possible. Our inclusive culture brings out the best in our employees, wherever they are on their career journey. And we use artificial intelligence (AI) to work smarter and more efficiently. We also recognize that great work is never done alone. That’s why collaboration is at the heart of everything we do. Because together, we’re more than ourselves.
We’re committed to disability inclusion and if you need reasonable accommodation/adjustments throughout our recruitment process, you can always contact us.
Disclaimer / Policy statements
UBS is an Equal Opportunity Employer. We respect and seek to empower each individual and support the diverse cultures, perspectives, skills and experiences within our workforce.
Your team
You’ll be working in-person as part of Wealth Management Americas as a part of the Field Operations team aligned to the Greater Florida Market. We help high net worth and ultra-high net worth individuals and families meet their financial goals through financial advisors who deliver products and services specifically designed for them
Your expertise
- • Ideally 5 years of experience with a leading financial institution
- • Management experience in branch operations
- • High school diploma or equivalent (college degree a plus)
- • Series 7, 66, and 9/10 or 8 – these licenses are required for this role
- • Motivated, self-directed and driven
- • Talented at building partnerships and knowing when to delegate
- • Skilled at creating a positive business culture (you have the human touch)
About us
UBS is a leading and truly global wealth manager and the leading universal bank in Switzerland. We also provide diversified asset management solutions and focused investment banking capabilities. Headquartered in Zurich, Switzerland, UBS is present in more than 50 markets across the globe. We know that great work is never done alone. That’s why we place collaboration at the heart of everything we do. Because together, we’re more than ourselves. Want to find out more? Visit ubs.com/careers .