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Internal Auditor – Mumbai: Drive compliance, audit, and operational excellence at Interactive Brokers.
Hybrid work model, competitive salary, and opportunities to shape financial governance in a global brokerage.
About the Company
Interactive Brokers Group, Inc. (NASDAQ: IBKR), a member of the S&P 500, is a global financial services company headquartered in Greenwich, Connecticut, with offices in over 15 countries.
Through its affiliates, Interactive Brokers provides automated trade execution and custody of securities, commodities, foreign exchange, and prediction markets on over 170 markets in numerous countries and currencies.
For more than four decades, Interactive Brokers has focused on technology, automation, and innovation to provide clients worldwide with a sophisticated, unified platform to manage their investment portfolios.
We serve individual investors, hedge funds, proprietary trading groups, financial advisors, and introducing brokers.
Our culture is driven by problem-solving, efficiency, and continuous improvement. We look for individuals who are intellectually curious, collaborative, and motivated to contribute to technology that helps simplify and enhance access to global financial markets.
Interactive Brokers has consistently been recognized as a top broker by respected industry sources including Barron’s, Investopedia, Stockbrokers.com, and others.
Responsibilities
We are seeking an experienced Internal Auditor for our Mumbai office. As an Internal Auditor, you will perform Compliance, Financial, and Operational audits to determine the accuracy of financial records, effectiveness of prudent business practices, and compliance with policies, procedures, and regulations.
Key Responsibilities
- Conducting internal audits of our global regulated brokerage entities to ensure compliance with regulatory requirements and internal policies.
- Delivering crucial contributions during planning, field work and presentation of findings from the audit work.
- Identifying and assessing key issues impacting the Business.
- Participating in preliminary discussions with operating personnel during and after an audit, discussing the conditions, criteria, effect, cause and recommendations relating to potential deficiencies noted during an audit.
- Gaining a deep understanding of the processes under review.
- Conducting audits following professional industry standards and established company policies.
Qualifications & Experience
- Degree in Accounting, Finance, Computer Science or a similar field
- Chartered Accountant (CA) or similar certification
- Certified Information Systems Auditor (CISA) or Certified Internal Auditor (CIA) will be a plus.
- At least 2 years of audit experience within regulated financial institutions, such as a bank or brokerage firm
- High proficiency with the MS Office suite of products, especially MS Excel and Access
- Strong analytical and problem-solving skills
- Ability to articulate complex concepts concisely in both written and verbal presentations across all levels of management
- Ability to work independently
- Motivation for continuous development
Company Benefits & Perks
Competitive salary package.
Performance based annual bonus ( cash and stocks ).
Hybrid working model (4 days office/week ).
Group Medical & Life Insurance.
Modern offices with free amenities & fully stocked cafeterias.
Monthly food card & company paid snacks.
Hardship/shift allowance with company provided pickup & drop facility*
Attractive employee referral bonus.
Frequent company sponsored team building events and outings.
* Depending upon the shifts.
** The benefits package is subject to change at the management's discretion.