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Asset & Wealth Management, Operational Risk, Analyst - Dallas
mid · Asset Management
How You Will Fulfill Your Potential
- Support all aspects of issue identification, analysis, remediation and monitoring & reporting, including collaboration with issue owners, aggregation of issues across the business, and facilitation of executive reporting.
- Analyze potential business risks, process deficiencies, and potential gaps/ weaknesses in risk management standards.
- Support developing process and controls environment (inventory and maps) across asset management, wealth management and consumer businesses
- Support process deep dives by reviewing process documentation (process maps, procedures, etc.) to document existing controls and identify control gaps
- Partner with other business units and support teams to remediate issues and assist with implementation of corrective actions related to control failures and operational risk events
- Develop executive reporting and other data-driven deliverables, with a focus on providing appropriate content, context, and structure in a precise and timely manner.
- Gather and synthesize data to perform root cause analysis and determine thematic trends related to issues identified by the business first, second and third lines of defense.
- Collaborate with cross-functional teams to resolve operational inconsistencies and enhance controls testing processes.
- Become a subject matter expert in areas of the operational risk management framework executed across Wealth Management
- Be a critical thinker: Thoughtful, self-aware, and use available evidence to make decisions.
- Pro-actively seek out areas to add value
Skills & Experience We’re Looking For
- Bachelor's degree in Risk Management, Business, Finance or a related field
- A minimum of 2+ years of experience in a role in financial services with operational risk exposure or audit or broader risk management
- Exposure to financial services, operational risk, audit or risk management a plus
- Exposure to Wealth Management a plus
- Ability to work independently and collaboratively in a fast-paced environment
- Experience in risk analysis and management and/or an understanding of regulations and regulatory reform strongly preferred
- Analytical and research skills with a demonstrated ability to execute projects from inception through completion
- Critical thinking, problem solving, organizational and time management skills
- Exceptional communication and interpersonal skills
- Ability to work under pressure and manage tight deadlines or unexpected changes in expectations or requirements
- Effectively manage multiple priorities and work autonomously
- Good judgment and discretion
- Experience building reports and presentations. Expert level proficiency in the Microsoft tool suite, including Excel, Word and PowerPoint