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Internal Audit - Internal Auditor
mid · Risk & Compliance
About the Company
Interactive Brokers Group, Inc. (NASDAQ: IBKR), a member of the S&P 500, is a global financial services company headquartered in Greenwich, Connecticut, with offices in over 15 countries. Through its affiliates, Interactive Brokers provides automated trade execution and custody of securities, commodities, foreign exchange, and prediction markets on over 170 markets in numerous countries and currencies.
For more than four decades, Interactive Brokers has focused on technology, automation, and innovation to provide clients worldwide with a sophisticated, unified platform to manage their investment portfolios. We serve individual investors, hedge funds, proprietary trading groups, financial advisors, and introducing brokers.
Our culture is driven by problem-solving, efficiency, and continuous improvement. We look for individuals who are intellectually curious, collaborative, and motivated to contribute to technology that helps simplify and enhance access to global financial markets. Interactive Brokers has consistently been recognized as a top broker by respected industry sources including Barron’s, Investopedia, Stockbrokers.com, and others.
Interactive Brokers is seeking an inquisitive, analytically minded Internal Auditor to join our team. In this role, you will perform Compliance, Financial, Operational and Information Systems audits to assess the accuracy of records, effectiveness of business practices, and compliance with policies, procedures, and regulations. The ideal candidate is a quick learner who thrives in a technology-driven environment and enjoys solving problems through data analysis.
Key Responsibilities:
- Conduct audits of IB's business lines, back-office functions and support departments to assess compliance with firm policies and regulatory requirements
- Contribute to the planning, fieldwork and reporting phases of audits in close collaboration with the Internal Audit team to achieve audit objectives
- Develop process knowledge and identify risk areas for assigned audits
- Apply data-analytics techniques to test large data sets and strengthen audit coverage
- Review and appraise soundness, adequacy and application of manual and automated processes, and recommend corrective action where necessary
- Participate in discussions with IB personnel during and at the conclusion of an audit, in particular to establish the cause and recommendations relating to potential deficiencies noted during an audit
- Identify and implement automation opportunities to enhance audit effectiveness and efficiencies of the business as a whole
- Stay current with securities and commodities regulations
- Conduct audits in accordance with professional industry standards and established company policies
Qualifications & Experience:
- A relevant degree is essential (Finance, Accounting, Business or Information Systems preferred)
- Professional certification (ACA, CIA, CISA) is preferred
- 2-5 years' audit experience, ideally within Banking or Brokerage
- Comfortable working in an automated, hands-on environment
- Proficient in MS Office (especially MS Access and Excel)
- Experience with data analytics tools such as SQL, Python, Power BI or Tableau is a strong plus
- Excellent oral and written communication skills, with strong attention to detail
- A collaborative team player with high standards of integrity and professional scepticism
- Candidates must have an EU passport or a qualifying work permit/residency to work in Ireland
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