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Job Title:Control Office

mid · Risk & Compliance

Position Specifications:

Corporate Title	Analyst
Functional Title	Analyst
Experience	1-4-years of relevant experience
Qualification	MBA or CA preferred. Prior educational background in Finance would be an added advantage

Role & Responsibilities:

The GMCO Powai team serves as a strategic hub, working in close partnership with Regional GMCO teams to strengthen global supervisory capabilities and drive control excellence.

The 3 core pillars of the role are summarised as:

Supervision Framework:

Manage and evolve the GM Supervision Framework and tools (dashboards, MI and reporting and key governance)

Support regional teams with implementation of key aspects of Supervision Framework
Coordinate with relevant functions across the organisation to provide required tools and data for Key Risk Indicators (KRI).
Drive standardization of framework practices across regions
Support the review of GM Policies and Procedures

Non-Financial Risk Identification and Escalation:

Investigation of operational risk and conduct events as required
Monitor and analyse control failures and conduct breaches

Conduct & Control Enhancement:

Maintenance of the GM Key Supervisory Controls (KSC)
Maintain the conduct risk breach log in line with regional requirements
Execute User Acceptance Testing for new systems and processes
Engage in non-financial risk projects to remediate or mitigate control issues

Mind Set:

	Mandatory	Desired
Domain	Basic understanding of non-financial risk and controls and Supervision domain Conceptual understanding of Investment Banking and Financial market products (Equities, Fixed Income and FX) Organised approach to work with attention to detail Strong stakeholder engagement and relationship management skills, with ability to operate effectively at all levels across Global Markets and Wholesale division, and adapt to work with diverse stakeholder groups across multiple regions Ability to prioritize high volumes of deliverables and ability to work under pressure	Basic project management skills (project definition, planning, risk and issue identification, milestone tracking and summary reporting) Build and maintain a network with all relevant stakeholders across Global Markets and Corporate functions
Technical	Intermediate to advanced Microsoft skills (Excel, PowerPoint skills)	PowerBI skills VBA/Macros skills

We are committed to providing equal opportunities throughout employment including in the recruitment, training and development of employees. We prohibit discrimination in the workplace whether on grounds of gender, marital or domestic partnership status, pregnancy, carer’s responsibilities, sexual orientation, gender identity, gender expression, race, color, national or ethnic origins, religious belief, disability or age.

*Applying for this role does not amount to a job offer or create an obligation on Nomura to provide a job offer. The expression "Nomura" refers to Nomura Services India Private Limited together with its affiliates.

*The benefits are subject to change and will be in accordance with Company’s policies as may be applicable from time to time).

Job Title:Control Office

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