Vista previa de la oferta
Analyst, Brokerage Operations
Other
Job Description:
Analyst, Brokerage Operations
The Role
This function specifically focuses on analyzing and processing transfer of assets delivery requests of mutual fund and brokerage accounts for several lines of business including Retail, Correspondent and Advisor customers. Within this role you will interact with many different groups in Fidelity and throughout the Financial Services industry.
Your responsibilities include:
Meeting and maintaining minimum productivity level requirements
Performing analysis on transactions to ensure all business requirements have been met
Delivering quality work in every interaction through timely and accurate processing
Handling written inquiries from internal business partners, correspondent firms and other financial services companies
Prioritizing work effectively in a fast-paced environment to ensure multiple deadlines are met every day
Fostering team collaboration and coaching teammates through constructive feedback
The Expertise and Skills You Bring
Financial Services Operations experience
Series 7 License required
Bachelor’s Degree preferred or equivalent experience
5+ years of brokerage operations experience required
You possess strong analytical skills and are detail oriented
You can manage your time effectively and independently within a dynamic team while meeting high performance standards
You have excellent interpersonal skills with the ability to collaborate and communicate verbally and in writing with internal and external business partners
You have the ability to take initiative and identify process improvement opportunities to create efficiencies within the department
You demonstrate the ability to contribute and excel in a fast‑paced, highly engaged, team‑oriented environment, while maintaining a positive, open‑minded attitude
You have exceptional problem resolution skills with the ability to assess risk and interpret business requirements to deliver well-informed, effective solutions
You bring proven experience in delivering constructive, actionable feedback that supports team development and fosters continuous improvement
Note: Fidelity will not provide immigration sponsorship for this position.
The Team
As a Money and Assets Movement Representative, you will be responsible for analyzing Transfer Initiation Forms and initiating delivery transfers of a wide variety of asset types, including money, stocks, bonds and mutual funds. You will use multiple channels to deliver these assets, which include the Automated Customer Account Transfer System (ACATS) and the Depository Trust Company (DTC), among others. Some transactions will require you to interact and coordinate with our internal business partners as well as counterparts across the Financial Services industry.
The Transfer of Assets Deliveries department handles transfer out requests and written inquiries regarding these requests for all internal lines of businesses to ensure transactions are completed in a timely manner. The department focuses on delivering quality in every interaction with the end goal of helping our clients meet their financial needs.
Fidelity’s Onsite Working Model
Fidelity is transitioning to a full-time onsite working model through a phased rollout across regions and roles. Currently, some roles and locations require 100% onsite presence, while others require less. Onsite expectations are likely to evolve as the rollout continues. This transition does not apply to fully remote roles.
Certifications:
Category:
Brokerage OperationsPlease be advised that Fidelity’s business is governed by the provisions of the Securities Exchange Act of 1934, the Investment Advisers Act of 1940, the Investment Company Act of 1940, ERISA, numerous state laws governing securities, investment and retirement-related financial activities and the rules and regulations of numerous self-regulatory organizations, including FINRA, among others. Those laws and regulations may restrict Fidelity from hiring and/or associating with individuals with certain Criminal Histories.